NFRA to Unify Compliance Regulation for Financial Institutions [Yin Ge, Will Chen, Elliot Yi,Han Kun Law Offices] On 16 August 2024, the National Financial Regulatory Administration (NFRA) issued a consultation draft of the Mea...
Financial Services: Legal, Regulatory, and Compliance Professionals #RegCompliance24 Event Contacts Partnership Opportunities The Canadian Institute Email Us Speaking Opportunities The Canadian Institute Email Us Sponsorship Opportunities The Canadian Institute ...
Financial Services Compliance and Regulation Kroll's experts offer comprehensive regulatory and compliance services for financial institutions worldwide. From regulatory hosting to licensing, outsourced support, and independent assurance reviews, we guide clients through every stage, minimizing risks and enhanci...
bank's financial positionbusiness compliancefinance functionsindustry standardsnational regulationtreasury functionThis chapter focuses on covering those functions that are regarded as most complex, interesting and requiring most analysis. It begins with a discussion of regulation, as this area has so much ...
(CFPB) infinancial regulation. It outlines key CFPB compliance areas for various financial institutions and provides actionable insights. Understanding and implementing CFPB compliance measures is crucial for protecting consumers, maintaining regulatory standing and building trust in the financial services ...
Financial Services Compliance and Regulation End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk. Compliance and Regulation End-to-end governance, advisory and monitorship solutions to detect, mit...
Journal of Financial Regulation and Compliance金融监管与遵守杂志.pdf,Journal of Financial Regulation and Compliance Tax havens: conduits for corporate tax malfeasance Akanksha Jalan, R. Vaidyanathan, Article information: To cite this document: Akanksha J
Journal of Financial Regulation and Compliance - Editorial team Financial regulation and compliance.[ Kotz, H. David; ]. Devise an organized, proactive approach to financial compliance Financial Regulation and Compliance provides detailed, step-by-step guidance for the compliance professional seeking......
Applicable from January 17, 2025, this EU regulation mandates harmonized rules for operational resilience across financial entities and their third-party service providers. With these entities increasingly reliant on technology, compliance with DORA will significantly contribute to safeguarding against cyber-...
Since its inception in 1992, the Journal of Financial Regulation and Compliance has provided an authoritative and scholarly platform for international research in financial regulation and compliance. The journal is at the intersection between academic research and the practice of financial regulation, with...