Anyway, what we can currently do is to make full use of the last two days: on the one hand to supply necessary documents about the project; on the other hand to carefully check safety issues throughout the project." (Int. M-III-HAN). After which he explained how they should ...
termination that ithascomplied with thisSection 7(2) and the provisions of Sections 3 (Proprietary Rights), 4 (Confidential Information), 8 (Disclaimer of Warranty), 9 (Indemnification), 10 (Limitation of Liability),11(Compliance withLaws), 12 (GeneralProvisions)andthis Section ...
When Legal or Compliance Personnel May Be Subject to Failure to Supervise Liability under the Securities LawsNathan, Daniel
Although the two are quite similar in terms of the type of penalty, there are significant differences in the enforcement mechanism. In order to ensure that federal securities laws have not been violated or if there is suspicion that federal securities laws have been violated, SEC investigators may...
there is criminalliability fornon-compliancewiththe notices, the Subcommittee urges MTRCL to improve the [...] legco.gov.hk legco.gov.hk 鑒於不遵從告示會有刑事法律責任,小組委員會促 請地鐵公司改善有關告示的內容,使之更清晰明確,以便市民大眾遵 從。
“Personal Data” means data that, by itself or together with other information, identifies, or is otherwise about, an individual. 3. Compliance with Laws The Group is committed to complying with Laws (including those related to environmental, social and corporate governance issues, financial crime...
A department in abrokeragewith the duty of ensuring that alltradescomply with applicable laws andSECregulations. A compliance department oversees employees and principals of the brokerage and monitors theiractivities. It must also investigate suspicious activity and, if necessary, report it to the app...
“Personal Data” means data that, by itself or together with other information, identifies, or is otherwise about, an individual.3. Compliance with LawsThe Group is committed to complying with Laws (including those related to environmental, social and corporate governance issues, financial crime ...
Comply with the labor law; Submit quarterly investment activities to the Investment Coordinating Board (BKPM); and Honor the cultural traditions of communities. TheCompany Lawmandates that the financial statements of a limited liability company must be audited by a public accountant registered in Indone...
scope of this arbitration agreement, except that he or she may not, under any circumstance, grant a remedy inconsistent with or in violation of the Limitation of Liability. The award of the arbitrator shall be final and binding and judgment thereon may be entered in any court having ...