( 2004 ), “ The compliance function in banks ”, Journal of Financial Regulations and Compliance , Vol. 12 No. 3, pp. 216 ‐ 224 . [Abstract] []Edwards J., Wolfe S., (2004), "The compliance function in banks",
Compliance and the compliance function in banks 来自 bis.org 喜欢 0 阅读量: 175 作者: A Governance 摘要: of' "Compliance and the compliance function in banks" (Basel Committee Publications No. 113 - April 2005) 被引量: 99 年份: 2005 ...
In general, the banks that had greater control of this information also performed better in the compliance maturity self-assessment described in the next section. The variations highlight the importance of professionalizing the compliance function. One step in this direction that larger institutions ...
This paper starts by pointing out the role of a compliance function in operationalising financial institutions’ intention to respond to both regulatory and social demands regarding anti-bribery and corruption practices. It highlights the relevance of examining banks’ disclosure to comprehend their compli...
In most cases, banks need to transform the role of the compliance department from serving in an advisory function to having direct influence on risk management and monitoring. In practice, that means becoming an active co-owner of risks and providing independent oversight of the control fr...
Cliff Stanford comments on the tradeoffs of the Durbin Amendment for banks that back FinTechs’ debit card programs.
This book explores the way in which banks were regulated in the UK in the period from 1946 until 1971. It focuses upon a group of 11 banks known as the London clearing banks. These banks included the ‘Big Five’ – Barclays, Lloyds, Midland, National Provincial and Westminster – and we...
Our Clients' Success in Compliance and Crisis Management 600k employees trained BCG helped optimize the enterprise-wide compliance function at a large, multinational auto manufacturer. A compliance risk assessment framework was defined and the whistleblower system was improved, boosting the effectiveness ...
Compliance with BCBS Regulations by Banks in BelgiumBaselBankingBelgiumCapital AdequacyBCBSBanking standardsThe present study focuses on the BCBS regulations i.e. the Basel norms and the compliance thereof in the Belgian banking sector. Basel III, the latest regulations which have an extended ...
Airbus also is committed to the FX Global Code, a joint initiative between major central banks and private sector participants to enhance integrity of foreign exchange markets. Airbus has been recognised as one of the World's Most Ethical Companies® in 2025. This assessment, conducted by Ethisp...