Mont, Joe
The advisory committee will be tasked with advising both the SEC and the CFTC on rules and regulations for digital assets. It will focus on key aspects of the digital asset space, including decentralization, functionality, information asymmetries, and network security. The bill seeks to...
Further, the Statutory Disqualifications materially differ from the disqualification provisions applicable to registered investment advisers under Section 203(e) of the Advisers Act. As such, a registered investment adviser relying on a Rule 4.13 CPO exemption should assess and confirm that their policie...
with certain exceptions; (ii) violated the Commodity Exchange Act ("CEA") or CFTC regulations; or (iii) failed to exercise supervisory responsibility in violation of self-regulatory organization rules, the CEA, or CFTC regulations;
Christopher Giancarlo's initiative to rationalize existing rules, dubbed Project KISS, short for "Keep It Simple Stupid." Those requests often revived long-standing concerns about impacts on commercial energy interests of regulations stemming from the Dodd-Frank Act following the 2008 financial collapse...
The Commodity Futures Trading Commission (CFTC) is mulling recommendations that would not need to become rules but would lead to operational changes governing the use of non-cash collateral for margin requirements and might pave the way for more clarity in the regulation of digital assets for U....
The US commodities regulator is investigating Super Bowl markets offered by Crypto.com and reportedly Kalshi, asking them how they comply with derivatives rules. 2894 News CFTC acting chair announces roundtables on crypto market structure Jan 27, 2025 ...
Trading Commission) CFTC passes new rules to ease trade regulations.(Commodity Futures Trading Commission)CFTC passes new rules to ease trade regulations.(Commodity Futures Trading Commission)Morrison, Joan
Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally. 2025 Regulatory Roundup – ...
as well as the exchanges and facilities on which those derivatives trade. One of the chief functions of the DMO is the development and implementation of CFTC regulations to promote fair, efficient, vibrant derivatives markets as well as ensuring these rules address the latest developments in the ...