At a Securities Industry and Financial Markets Association event, CFTC Member Scott O'Malia offered a progress update on the so-called Legal Entity Identifier. The IDs reportedly will allow the agency to use swap data repository's data to monitor both the swaps and futures markets.Maiden...
Second, the CFTC proposed to eliminate the Form TO filing requirement applicable to end users so that such end users would not be required to report otherwise unreported trade options. Although the CFTC believes there are some surveillance benefits from Form TO data, it recognizes that Form TO i...
According to the CFTC, Citi failed to correctly report legal entity identifier (LEI) information to a swap data repository (SDR). DerivativesJune 28, 2021 11:09 AM GMT Credit Suisse to pay $1.5 million for swap data reporting failures ...
The codes are expected to become part of the Global Legal Entity Identifier System (GLEIS).GrodyPresidentFinancialAllanPresidentFinancialD.PresidentFinancialFOW: The Global Derivatives Magazine