“Threshold Amount”) in subscriptions for at least 4,000,000 Shares, excluding Shares purchased by the Issuer’s investment adviser, affiliates, trustees and officers, are accepted by the Issuer from the sale of Shares and the Board of Trustees of the Issuer has directed that the Escrow ...
2.2 Adjustments to Base Case Model; Capital Contributions; Escrow 6 2.3 Payment of Capital Contributions 10 2.4 Use of Proceeds; Release of Reserves; Refunds 10 2.5 Tax Reporting of Transaction 12 ARTICLE III REPRESENTATIONS AND WARRANTIES OF THE CLASS B EQUITY INVESTOR 12 3.1 Organization and Good...
Chapter 3 Defining Stock Administration Business Rules as reporting persons, directors, officers, and individual participants, or you can blackout all participants. On the Insiders page, you associate individuals to the insider types. They are then subject to the defined blackout periods. Generate ...
000 Common Shares at an exercise price of $0.10 per Common Share to the directors and officers of the Corporation, which expire ten years from the date of grant. The Corporation previously issued 520,000 stock options to its current directors and officers, each of which entitle the holder to...
Escrow administration KBREC receives quarterly exception reports and subservicer compliance certificates related to tax payments, insurance, letters of credit, and ground rents for each subserviced loan. Subservicer downloads are used to track escrow activity. Other highlights considered ...
and that the police and intelligence officers involved will act with restraint and always with respect for the privacy of the individual. So clear legislation and robust judicial and political oversight will be needed more than ever. To borrow from the title of a recent report to the British pr...
CountryUnited States JurisdictionWisconsin IndustryMiscellaneous business credit institution CompanyBando McGlocklin Capital Corp SEC Filing ID0000897069-97-000241 SEC Filing Type10-q SEC Exhibit IDex-4 Exclude Amendmentsnot_amendment Languageen Sourcewww.sec.gov ...
officers, directors, employees and duly authorized agents and its Controlling Persons (as defined in the Registration Rights Agreement) from and against any Damages, joint or several, and any action in respect thereof to which the Company, its partners, affiliates, officers, directors, employees, ...
Title: Principal 11 APPENDIX A FEE SCHEDULE For the services provided by Adviser to the Allocated Assets, pursuant to the attached InterimInvestment Advisory Agreement, the Adviser will be paid a fee by the Escrow Agent, computed daily and payable monthly, based on the average daily net assets ...
WHEREAS, JPM intends, but is not bound, to sell, transfer and assign all or a portion of its right, title and interest in and to Note A-3-B and Note A-4-B to one or more depositors who will in turn transfer the same to one or more trusts as part of the securitization of one...