dealers buy the instruments for their own accounts. If their clients want to buy securities, dealers sell securities that they own or have borrowed. 也就是说,Dealers 是作为交易对手方,和投资者进行交易的,赚取交易差价。
除非有特定的例外情形,只有经纪商或者证券商(brokers and dealers)才可以成为交易所的会员。而且《证券交易法》6(c)(1… www.civillaw.com.cn|基于6个网页 2. 经纪人和交易商 功能监管的模式通过“经纪人和交易商”(Brokers and Dealers)、“投资银行公司业务”(Bank Investment Company Activities) … ...
【耶鲁】金融市场 第15课:交易 - 1.1、Brokers and Dealers Coursera是【耶鲁】金融市场 第15课:交易 中英双语字幕的第1集视频,该合集共计5集,视频收藏或关注UP主,及时了解更多相关视频内容。
•投资银行与股票经纪人(stockbrokers)、交易商(dealers)的区别之一是：投资银行向客户收取服务费(chargefees)，而非收取股票交易的佣金(commissions)。InvestmentBanks •投资银行出现的背景：–大萧条后，美国大量银行倒闭，格拉斯-斯蒂格尔法 (Glass-SteagallAct)通过，商业银行与投资银行分离，商 业银行不允许代表...
美国Assets: Flow: saar: Loans: DF Brokers & Dealers的相关指标相关指标 数值 频率 范围 资产:流量:按年率季节性调整后:贷款:国内金融经纪人和交易商 (十亿美元) 29.055 2018-03 季 1951-12 - 2018-03 负债:流量:按年率季节性调整后:贷款 (十亿美元) 1,023.33 Dec 2017...
aIt needs require promoters, dealers and brokers to fully disclose information, and need to invest the company's operations, require special management investment advisers. The hedge fund was looking for in the relevant legal requirements and design in order to achieve the purpose of circumvention ...
InvestmentBanks,SecurityBrokersandDealers,andVentureCapitalFirms ChapterPreview •Weexaminetheroleplayedbyinvestmentbanks(primarymarket),securitiesdealersandbrokers(secondarymarket),andventurecapitalfirm(pre-market).Topicsinclude:–InvestmentBanks–SecurityBrokersandDealers–RegulationofSecuritiesFirms Copyright©2006...
求翻译:Securities Brokers and Dealers是什么意思?待解决 悬赏分:1 - 离问题结束还有 Securities Brokers and Dealers问题补充:匿名 2013-05-23 12:21:38 正在翻译,请等待... 匿名 2013-05-23 12:23:18 证券经纪商和交易商 匿名 2013-05-23 12:24:58 保密性代理人和经销商 匿名 2013-05-23...
The Middleman Economy: How Brokers, Agents, Dealers, and Everyday Matchmakers Create Value and Profit 来自 Semantic Scholar 喜欢 0 阅读量: 2 作者: M Krakovsky 摘要: Introduction 1. The Bridge 2. The Certifier 3. The Enforcer 4. The Risk Bearer 5. The Concierge 6. The Insulator Conclusion...