As a result, investors run the risk of being placed into suboptimal investments by broker-dealers. Two competing solutions to this issue have been proposed: a higher fiduciary standard for both broker-dealers and investment advisers and a less burden-some disclosure standard in which broker-dealers...
摘要: to brokerage business; 53 (2) setting requirements for inherently conflicted brokerage activitysuch as long been viewed as commercial standards that reflect the role of broker-dealers as n8n8Tamar Frankel, Fiduciary Duties of Brokers-Advisers-Financial Planners and Money...
We work closely within our network dealers to stay up to date on current promotions Your Budget Is Our Goal We negotiate down to the lowest price offered on the car of your choice. We Have Goals It is our goal to provide you with an excellent purchase and ownership experience. ...
Reports on the opening in Puerto Rico of broker Santander Securities Corp., a subsidiary of Banco Santander SA. Range of services offered; Investors' interest in options that go beyond traditional certificates of deposit; United States Federal Reserve Board's broadening of definition of activities in...
The article presents information about Rick Snyder, governor of state of Michigan and chairman of Ann Arbor-based venture capital firm Ardesta LLC. It is said that Snyder's positioning as a Lansing outsider who could bring a new approach... A Lane - 《Crains Detroit Business》 被引量: 0发...
In the first five (5) years: % f. What level of production is mandated for maintaining Registered Representative status with the Applicant? 13. Please indicate the total number of Registered Representatives by state of domicile: Alabama Illinois Montana Rhode Island ...
Just got home to Hartland, Michigan with my new Ram 1500 truck. Sill can't believe the deal that Myhopscotch.com was able to get me. Over the past two months I have been to 4 dealerships trying to workout a deal to trade in my 2 year old truck and purchase a new one. None of...
Ocean Alexander Yachts in Michigan Ocean Alexander Yachts in Washington Ocean Alexander Yachts in New York Ocean Alexander Yachts in California Ocean Alexander Yachts in Massachusetts Ocean Alexander Yachts by Price Ocean Alexander Yachts Under $250,000 ...
BROKER-DEALERS AND INVESTMENT ADVISERS: A BEHAVIORAL-ECONOMICS ANALYSIS OF COMPETING SUGGESTIONS FOR REFORM. For the average investor trying to save for retirement or a child's college fund, the world of investing has become increasingly complex. These retail inve... Demina,Polina - 《Michigan Law...
Reports the exclusion of Mark Edwin Gort, a stockbroker from the National Association of Securities Dealers (NASD) in Grand Rapids, Michigan. Fines and sanctions given to Gort; Reason for the exclusion; Position at Kent Ki...