Houston Main Office 24285 Katy Freeway, Suite 300 Katy, Texas 77494 800-216-0360 info@netshares.com Netshares Financial Services, LLC is an SEC registered broker-dealer and a member of theFinancial Industry Regulatory Authority (FINRA)and theSecurities Investors Protection Corporation (SIPC). As ...
We are representing a rapidly growing investment firm in the Houston area, who are looking to recruit a Chief Compliance Officer to manage their Broker Dealer business. Responsibilities • Reporting to the Chief Operating Officer with one direct report • Oversee the broker-dealer compliance progra...
9 RegisterLog in Sign up with one click: Facebook Twitter Google Share on Facebook broker's loan (redirected fromBroker Loan) Aloanto abrokerorbrokerageby abank. Brokers take out broker's loans usually tofundmargin accountsfor their clients, but also to fundunderwritingpurchases. Occasionally, ...
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