PAUL ROGERSON
The Financial Industry Regulatory Authority - formerly the NASD and NYSE Member Regulation - is the largest non-governmental regulator for all securities firms doing business in the United States. First mortgage The senior mortgage that, by reason of its position, has priority over all junior encu...
Bloomberg said “Chancellor of the Exchequer Jeremy Hunt is planning to roll back a piece of European Union legislation that forced financial firms to separate the cost of investment research from trading expenses, part of his efforts to boost the attractiveness of the UK’s financial services ...
The interesting thing about issuing stock is that even if the company is profitable, shareholders won't necessarily receive a check in the mail each year with their cut of the loot. Only a few companies, usually long-established firms, hand out annual profit shares called dividends. Most new...