LIABILITIES UNDER SECTIONS 11 , 12 , 15 AND 17 OF THE SECURITIES ACT OF 1933 AND OF THE SECURITIES EXCHANGE ACT OF 1934Houston, Andrew C
Securities Act of 1933 一九三三年美国证券法美国国会为规范证券市场所制定的法案,在1933年5月26日通过。此法案包含了反诈欺、禁止错误表达、以及必须充分揭露的条款。1934年的证券交易法将执行之责交给证券管理委员会(* Banking Act of 1933 (美国)一九三三年银行法案系一九一三年联邦准备法案(Federal Reserve Ac...
the financial markets since the Securities Acts of 1933 and 1934. The Sarbanes Oxley Act created the Public Company Accounting Oversight Board or PCAOB to oversee all publicly traded companies and create accounting rules and principles for these companies. Until 2002, this was the job of theFASB....
Related to Securities Act of 1933:Securities and Exchange Commission,Securities Exchange Act of 1934,Form S-8 se·cu·ri·ty (sĭ-kyo͝or′ĭ-tē) n.pl.se·cu·ri·ties 1.Freedom from risk or danger; safety. 2.Freedom from doubt, anxiety, or fear; confidence. ...
翻译结果5复制译文编辑译文朗读译文返回顶部 证券行动1933年 相关内容 aStock-out information. 股票信息。 [translate] aDurchgangsbohrung 通过孔 [translate] aor transmitting material that is in violation of sexual harassment or hostile-workplace laws in the user's local jurisdiction. 或是违反性骚扰或...
This is one of the most important legislation after Securities Law of 1933 and Securities Exchange Act of 1934. 这是美国继《1933证券法》和《1934证券交易法》之后最具影响力的证券法律。 www.13191.com5. Federal Securities Exchange Act of 1934 1934年联邦证券交易法案 blog.sina.com.cn6...
To Amend the Securities Act of 1933 and the Securities Exchange Act of 1934, to Reduce Securities Fees in Excess of Those Required to Fund the Operati的书评 ··· ( 全部0 条 ) 论坛 ··· 在这本书的论坛里发言 + 加入购书单 ...
The Securities Act of 1933 is governed by the Securities and Exchange Commission, which was created a year later by the Securities Exchange Act of 1934. Several amendments to the act have been passed over the years to update rules.56 What Was the Objective of the 1933 Securities Act? The m...
The SEA of 1934 was enacted by Franklin D. Roosevelt's administration. It was a response to the widely held belief that irresponsible financial practices were one of the chief causes of the1929 stock market crash. The SEA of 1934 followed theSecurities Act of 1933, which required corporations ...
Regulation S-X : under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935 and Investment Company Act of 1940 : form and content of financial statements, as amended to October 15, 1964 U.S. Securities and Exchange Commission : For sale by...