Registered investment advisers who may have missed their Form 13F filing deadline (e.g., because they didn’t know the 13F rules applied to their ETF investing activities!) should simply file their reports as soon as possible, as while the SEC does not grant extensions, ...
We are writing to our venture capital and private equity fund clients to remind you that the annual deadline for filing certain initial Schedules 13G, an amendment to a previously filed Schedule 13G, an initial Schedule 13F filing, and an annual update to a previously filed Form 13H with the...
Because the data is aggregated, investors cannot see which investment manager had whichpositions. However, the data will help them to understand the total of short activity and which equitiesarebeingshorted.Thisisinadditiontodatainvestorscanalreadyaccessontheexchanges. TheSECalsotrackstrends,withthegoalof...
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