Research on varied parameters including early earning report, financial valuation of the respective stock, open interest and volume analysis using histograms. Proposing investment opportunities in the emerging market to the Clients. Distribution of compiled information, entry points, exit points and executio...
of such instances in future. It added that failure in compliance would result in enforcement action in accordance with the law. SEBI has also ordered the company to present the report to its Board of Directors for necessary corrective action and submit a report to the regulator within 10 days...
II. In Schedule V, in Part C, clause 6 shall be substituted by the following, namely- ”6. A stock broker who also acts as a clearing member/ self-clearing member shall pay the annual fee separately, as applicable to each category as specified in clause 3, by way of dire...