Reg A+ 豁免又称为「Mini-IPO」,因为其披露义务与IPO 十分相似,都要准备分发发行说明书(offering statement)和发售函(offering circular),但是 Reg A+ 豁免免去了 SEC 注册(仅是免于注册而非免于监管),与注册证券相比,发行人需要承担的信息披露义务还是更轻一些。另外,Reg A+ 豁免可以公开宣传,对发行对象没有人...
If you are raising capital to buy an asset - like buying a building or a company, then you will need a minimum to break escrow."The share price of a qualified Regulation A+ offering cannot be changed." Not true, you are allowed to change the share price of a qualified offering. ...
Once a company has determined that a Regulation A+ offering is the correct path, the company, which is now a potential Regulation A+ issuer, has several initial decisions to make. If the issuer has endoi:10.1007/978-1-4302-5732-5_5Paul M. Getty...
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在完成 Regulation D offering 的前后半年之外所发起的募资 (STO) 不算作 Regulation D offering，即不被 SEC 认可、也不能得到 Regulation D 豁免。法规中对证券的统一性有以下要求：（a） 是否是一项单独募资计划的一部分 （b） 发行证券是否同质 （c） 是否同时间发行 （d） 投资者是否被公平对待 （e） ...
144a就是向美国合资格投资者发行配售，reg s就是为国际投资者发行配售。两者差异就是能否向美国境内合...
可以看出,通过 Reg A+ 豁免的披露义务与 IPO 十分相似,都要准备分发发行说明书(offering statement)和发售函(offering circular),但是 Reg A+ 豁免毕竟免去了SEC 注册(仅是免于注册而非免于监管),与注册证券相比,发行人需要承担的信息披露义务还是更轻一些。
Publicly Market your Capital Raise– You may advertise and market a Regulation A+ offering online allowing you to generate demand. Say goodbye to the boring tombstone ads. You can run “Test the Waters” ads before the offering to assess the level of interest for your offering before you deci...
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发行人需要向 SEC 提交 Form 1-A,表格通过 SEC 的 EDGAR 系统提交。本文只对 Form 1-A 财务部分进行说明,Form 1-A 财务部分要求: 必须披露内容的正文和财务报表的文本附件,这一部分包括向投资者提供发售函(offering circular)的文本内容,还有财务信息的披露,如一年度资产负债表和两年收入情况,外加必要时在中期...