Based on interpretations of the 1940 Act by the staff of the United States Securities and Exchange Commission relating to foreign investment entities, if an investment company has more than 100 beneficial owners of its Shares who are U.S. Persons, the Fund may become subject to the 1940 Act....
Felda Global set to submit prospectus to Securities CommissionOoi Tee Ching
Companies that wish to offer bonds orstock for sale to the publicmust file a prospectus with the Securities and Exchange Commission as part of the registration process.1Companies must file a preliminary and a final prospectus, and the SEC has specific guidelines as to what's listed in the pro...
None of the Securities and Exchange Commission, any state securities commission, or any other regulatory body has approved or disapproved of the securities to be issued under this prospectus or passed upon the adequacy or accuracy of this prospectus. Any representation to the contrary is a criminal...
Rule-13: Payment of commission A company may pay commission to any person in connection with the subscription or procurement of subscription to its securities, whether absolute or conditional, subject to the following conditions, namely (a) the payment of such commission shall be authorized in the...
A prospectus is a legal document required by the U.S. Securities and Exchange Commission (SEC) for companies that offer securities for sale to the public. Its purpose is to provide potential investors with information including the company’s financial health, the risks associated with investing ...
the Securities and [...] alquity.com 本简介和任何有关书面文件中提及的基金价格,均不能界定为证 券及期货法所定义的招股章程(新 加坡 证券及期货法第289章)(“SFA”),因此,有关的招股章程的法定责任将不适用。 alquity.com(iv) a duly certified copy of the Prospectus (and other required docu...
that wish to offer stock or bond for sale to the public must file a prospectus as part of the registration process with the SEC. Companies must file a preliminary and final prospectus. However, the SEC has specific guidelines as to what's listed in a prospectus for various securities.1 ...
Offers of securities to the public with a total consideration of less than EUR 8 million in the European Union over a period of 12 months are exempted from the obligation to publish a prospectus as set forth by the new EU Prospectus Regulation. However, theCommission de Survaillance du Secte...
1 Authorisation of the Securities and Futures Commission ("SFC") in Hong Kong is not a recommendation or endorsement of a fund nor does it guarantee the commercial merits of the fund or its performance. It does not mean the fund is suitable for all investors nor is it an endorsement of ...