The article explores the question of whether financial advisors should be required to adhere to the fiduciary standard. The author believes acting as a fiduciary is the absolute best scenario for the client, claiming he always acts solely in their best interests. The author claims that, to apply...
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Act as fiduciary, executor, administrator, registrar of stocks and bonds, property custodian, assignee, trustee, attorney in fact, agent, or in any other fiduciary capacity; Acquire and lease personal property at the request of a lessee who is foreign person, pursuant to a financial lease agreem...
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fiduciary对应 A. To determine the liabilities and apportion the assets of esp. in bankruptcy or dissolution B. The acquisition of control or possession (as of a corporation) C. n. from the Latin fiducia, meaning "trust," a person (or a business like a bank or stock brokerage) who has ...
THE SARBANES-OXLEY ACT AS CONFIRMATION OF RECENT TRENDS IN DIRECTOR AND OFFICER FIDUCIARY OBLIGATIONS St. John's Law ReviewFairfax, Lisa M.
the investment advisor and evidencing the investment advisor's acceptance of such appointment, an acknowledgment by the investment advisor that it is a fiduciary of the Custodial Account, and a certificate evidencing the Investment Advisor's current registration under the Investment Advisers Act of 1940...
If you are a client of an HSBC Private Bank Trust Company, the trustee will take responsibility for FATCA compliance of the trust due to its fiduciary responsibilities to the beneficiaries of the trust or beneficial owners of the administered entity. The application of the FATCA rules mean that...
The Investment Advisers Act of 1940 is a vital piece of legislation that safeguards investors and ensures the integrity of the investment advisory industry. Its enforcement by the SEC and state authorities provides protection against fraud and establishes a fiduciary duty for investment advisers. Underst...
Once they reach the age of majority in their state, minors are granted full access to their UGMA account. At that point, they may use the funds as they please.1 Custodians have afiduciaryduty to manage the account in the beneficiary's best interest.5 ...